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Compliance Director, Testing and Supervision

Edelman Financial Engines

This is a Full-time position in Overland Park, KS posted May 3, 2021.

If you’re looking for a great career that’s more than just a paycheck, check out our current openings.

You’ll be surprised how rewarding a career at Edelman Financial Engines can be.

Use the filters below to refine your search.

The 2020 America’s Best RIA Firms Independent Advisory Firm Ranking issued by Barron’s is qualitative and quantitative, including assets managed, technology spending, staff diversity, succession planning, the size and experience of teams, and the regulatory records of the advisors and firms.

Firms elect to participate but do not pay to be included in the ranking.

Investor experience and returns are not considered.

The 2018 ranking refers to Edelman Financial Services, LLC, which combined its advisory business in its entirety with Financial Engines Advisors L.L.C.

(FEA) in November 2018.

For the same survey, FEA received a precombination ranking of 12th.
The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (July 2020).

The FT 300 is based on data gathered from RIA firms, regulatory disclosures and the FT’s research.

The listing reflected each practice’s performance in six primary areas: assets under management, asset growth, compliance record, years in existence, credentials and online accessibility.

This award does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance.

Neither the RIA firms nor their employees pay a fee to the Financial Times in exchange for inclusion in the FT 300.

All information provided through Insights is for educational purposes only and does not constitute investment, legal or tax advice, an offer to buy or sell any security or insurance product; or an endorsement of any third party or such third party’s views.

Whenever there are hyperlinks to third-party content, this information is intended to provide additional perspective and should not be construed as an endorsement of any services, products, guidance, individuals or points of view outside Edelman Financial Engines.

All examples are hypothetical and for illustrative purposes only.

Please contact us for more complete information based on your personal circumstances and to obtain personal individual investment advice.

Neither Edelman Financial Engines, a division of Financial Engines Advisors L.L.C., nor its affiliates offer tax or legal advice.

Interested parties are strongly encouraged to seek advice from qualified tax and/or legal experts regarding the best options for your particular circumstances.

Videos presented on this website are for educational purposes only and do not constitute investment advice or an offer to buy or sell any security or insurance product.

© 2021 Edelman Financial Engines, LLC.

Edelman Financial Engines® is a registered trademark of Edelman Financial Engines, LLC.

All advisory services offered through Financial Engines Advisors L.L.C.

(FEA), a federally registered investment advisor.

Results are not guaranteed.

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